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Palpitations are the commonest presentation of panic disorder, a condition occurring in 4% of the general population and about 15% of cardiac outpatients (1,2). Many of the symptoms in these patients with palpitations suggest a disorder of autonomic stability; nonetheless, the response to betadrenoreceptor blockers is inconsistent, and these medications are often not tolerated. These patients generally do not have structural heart disease. There is poor symptom–rhythm correlation, and the identification of ectopy as a cause of symptoms is suspect: up to 48% of normal control subjects may have a similar degree of ectopy, compared with those having a specific history of palpitations (1–6). Heart rate variability (HRV) has been recommended as a noninvasive probe of the autonomic nervous system modulation of the heart rate, as represented by its cumulative effect on sinus node automaticity, which is the control parameter for heart rate (7,8). HRV may also be a clinically useful marker to assess the risk of serious arrhythmias or cardiovascular events in patients with cardiac disease (9). The association between panic disorder and HRV has come under increased scrutiny with the repeated findings of low HRV in patients with panic disorder (10,11). There is also some evidence that panic or phobic anxiety in men may increase cardiac mortality risk over time (12–14). Evaluating HRV in panic disorder may thus be important with respect to a neurobiological mechanism in panic disorder (2,14). Previous studies have tended to use abbreviated measures (11,33); however, HRV measurement may be enhanced with the use of 24-hour recordings. We hypothesized that therapeutic response in panic disorder with palpitations would directly correlate with HRV. To enhance the evaluation of therapeutic response to clonazepam or placebo, we included objectively derived assessments such as sleep measures and sodium lactate infusion. Various sleep disturbances have been found in panic disorder (15–17). The infusion of sodium lactate has been found to be related to increased panic symptoms (18). Clonazepam is an established and well-tolerated antipanic medication with few cardiac side effects (19,20). There are varying reports of placebo effect in panic disorder patients (21,22). To determine whether therapeutic response in patients with panic disorder presenting with palpitations was directly correlated with changes in HRV, we examined the association of therapeutic response (including assessments of sleep and sodium lactate infusion) to clonazepam or placebo and standard 24-hour measures of HRV. MethodsSubjects were referred by general practitioners, psychiatrists, and cardiologists and also obtained from local advertising. Male and female patients who participated in the trial gave written consent; were aged 18 to 65 years; and had a normal physical examination, with no focal or global systolic wall motion abnormalities on an echocardiogram. All patients underwent 24-hour ambulatory monitoring for ectopy documentation and symptom–rhythm correlation. Patients were independently interviewed with the Structured Clinical Interview for DSM-IV (SCID) and diagnosed with panic disorder according to DSM-IV criteria (23), with the following modification: recurrent DSM-IV defined panic attacks for 1 month or more and recurrent panic attacks (that is, 2 or more) for a minimum of each of the past 2 weeks. This modification replaces the DSM-IV criteria of recurrent panic attacks with 1 month or more of persistent concern, worry about implications, or change of behaviour. This change was instituted because of the presence of “nonfear” panic noted in medical patients (24). Eligible patients also scored more than 20 on the Hamilton Anxiety Rating Scale (HARS) (25), and this score did not diminish by more than 25% by the end of the 1-week placebo phase, after which there was a 4-week, double-blind, randomized clinical trial of clonazepam or placebo. At baseline and at the end of the trial, patients completed the following psychosocial questionnaires: the Symptom Checklist-90-R (SCL-90-R) (26), the Somatosensory Amplification Scale (SAS) (27), and the Illness Intrusiveness Scale (IIS) (28). Patients completed daily diaries and were evaluated weekly with the HARS. In addition, they were evaluated with the Hamilton Depression Rating Scale (HDRS) (29) at the beginning and end of the trial. No psychotropic medications were permitted for 7 days prior to the start of the study. We performed HRV and sleep studies at baseline and at the end of the trial. HRV measures were recorded from 24-hour Holter acquisitions at baseline and end of study. The measures assessed were the standard deviation of all normal RR intervals (SDANN), the standard deviation of the mean of all 5-minute segments of normal RR intervals (SDNN), power in the low-frequency (LF, 0.04 Hz to 0.15 Hz) and high-frequency (HF, 0.15 Hz to 0.40 Hz) domains, and total power (TP, 0.01 Hz to 1.0 Hz). We used a commerical software package (30) to obtain a standard fast fourier transform of the RR interval data expressed as power. We ascertained the standard measures of sleep, including latency of sleep onset and rapid eye movement (REM), sleep cycle length, slow wave sleep pattern, number of arousals, and standard sleep architecture. The morning after the sleep study, a standardized lactate infusion was performed. This procedure consisted of a 20-minute saline infusion (the control period) followed by a 20-minute infusion of sodium lactate (see 18). The number and intensity of symptoms during the infusion was recorded. Clonazepam (a known antipanic medication) or placebo was administered, starting at 0.5 mg twice daily. A psychiatrist assessed patients weekly for symptoms and side effects (see 19). The participating hospital review boards approved this study. Cardiology assessments were performed at St Michael’s Hospital, and all remaining procedures took place at the Toronto Western Hospital. Statistical Analyses ResultsAt the end of the placebo week, 28 patients met the entry criteria. At the end of the study, 1 patient lacked a HARS score, leaving 27 patients for analysis. There were 12 responders (7 on placebo and 5 on clonazepam) and 15 nonresponders (10 on placebo and 5 on clonazepam). Women comprised 56% of the placebo group and 30% of the clonazepam group. They represented 50% of the responders and 40% of the nonresponders. The average age and standard error for each group are as follows: placebo (44.4 years, SE 1.87), clonazepam (47.3 years, SE 2.76), responders (47.8 years, SE 2.14), and nonresponders (43.0 years, SE 2.06). On the psychosocial scales, there was a difference between the responders and nonresponders for the IIS total score (P = 0.027) and for the SAS total score (P = 0.023). When we tested for differences between the responders and nonresponders in the number and intensity of panic symptoms during lactate infusion, we found a significant difference between the responders and nonresponders (P = 0.022) for the number, but not the intensity, of panic symptoms. There were no differences between responders and nonresponders on any of the HRV measures. However, clonazepam consistently decreased HRV for all time and frequency domain measures (all P < 0.05). Table 1 shows the effects of clonazepam and placebo on HRV. Each patient treated with clonazepam showed a decrease in all HRV measures from baseline to 4 weeks.
Regarding sleep measures, there were significant differences between the responders and nonresponders for percentage of stage 1 sleep and percentage of REM sleep (P = 0.011 and P = 0.05, respectively). There were borderline differences between the responders and nonresponders for percentage of time awake (P = 0.07), sleep-onset latency (P = 0.07), and sleep efficiency (P = 0.08). There were no differences for total defined sleep, total sleep time, percentage of stage 2 sleep, percentage of stage 3 sleep, percentage of stage 4 sleep, movement time, REM latency, number of REM episodes, respiratory disturbance index, movement arousal index, leg movement index, and number of minutes to panic. There were no differences between placebo and clonazepam responders and between placebo and clonazepam nonresponders. When we examinined the placebo patients alone during lactate infusion, by the end of the study the nonresponders reported an average of 13.13 symptoms and the responders reported an average of 9.9 symptoms (P = 0.047). Table 2 compares sleep variables of placebo responders and nonresponders. There were differences in the percentage of stage 1 sleep (P = 0.006): at the end of study, the average was higher for the nonresponders (5.7%) than for the responders (2.0%). There were also differences in the percentage of REM sleep (P = 0.013): the nonresponders had a higher average (17.76%) than the responders (14.06%). We compared variables to clarify any differences between placebo responders and nonresponders at baseline: The HDRS total scores (with 23 items) differed significantly between the responders and nonresponders (P = 0.008): the nonresponders had a higher mean than did the responders. The IIS scores also differed significantly (P = 0.036), with the nonresponders having a higher average than the responders.
When we used analysis of covariance to examine the changes from baseline to end of study, HDRS scores differed between responders and nonresponders (P = 0.02). Of the SCL-90 scales, anxiety (P = 0.02) and positive symptom distress index (P = 0.02) differed significantly. Using chi-square and Spearman’s nonparametric method to test the relation between the end of study HDRS scores and response to treatment, we found a highly significant effect for percentage of stage 1 and REM sleep (P = 0.009 and 0.0001, respectively). Testing baseline HDRS scores and responder status indicated no significant effect with chi-square (P = 0.11) and a borderline effect with Spearman’s coefficient (P = 0.05). DiscussionThis study has 2 main findings. First, therapeutic response in patients with panic disorder presenting with palpitations was not correlated with HRV; however, clonazepam was consistently related to decreased HRV. Second, therapeutic response was associated with normalization of sleep, regardless of clonazepam or placebo status. HRV and Therapeutic Response The dissociation of a drug effect from a therapeutic response found with HRV measures underscores the importance of placebo-controlled data in the assessment of HRV correlates of response. It also suggests that the neurobiological mechanisms of placebo response may differ in unknown ways from drug-mediated mechanisms of efficacy. Interestingly, this dissociation of effect is not seen with sleep-related parameters, which in our dataset track a therapeutic, rather than a medication, effect. It is important to emphasize that HRV measures are not static and, at best, approximate prevailing autonomic tone. It is therefore also possible that the therapy-independent effects of clonazepam on HRV measures may be related to a nonspecific sedating effect or simply to a decrease in daily activity caused by low-dosage clonazepam (37,38). Future studies using less sedating antipanic medication and 24-hour HRV measures are needed to assess whether our observed clonazepam effect on HRV represents a real dissociation of an effect different from a placebo effect. Sleep Parameters and Therapeutic Response Placebo Effect in Panic Disorder We found that increasing severity of depression and illness intrusiveness were associated with clinical nonresponse to the placebo effect. Depression is common in panic disorder and has been shown to impair the response to panic disorder treatment (45–47). Illness intrusiveness is importantly related to a wide range of subjective indices, quality of life, and symptoms of psychopathology (28). The changes in illness intrusiveness observed among responders is consistent with the interpretation that psychosocial benefits included improved quality of life. Limitations To rule out the first-night effect, it would have been desirable to have more than a single night of sleep recording at both the beginning and end of the study (48; for dissent, see 49): with a whole month separating the 2 recordings, the adaptation effect is lost. To this extent, the effect is consistent on the 2 occasions. It would have been more problematic to have the recordings closer in time, because the adaptation effect of the first sleep study would have affected the second sleep study. The fact that some patients responded to treatment and others did not argues against the sleep studies’ being subject to an ordering effect. This sample is small, and the results must be regarded as preliminary. Further, because the course of panic disorder may become persistent (50), this study only indicates the initial phase of treatment. Clinical Implications and Conclusions Funding and SupportThis study was supported by a grant from the Heart and Stroke Foundation of Ontario. 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Secondary depression in panic disorder: an indicator of severity with a weak effect on outcome in alprazolam and imipramine treatment. Acta Psychiatr Scand Suppl 1991;365:39–45. 48. Toussaint M, Luthringer R, Schaltenbrand N, Carelli G, Lainey E, Jacqmin A, and others. First night effect in normal subjects and psychiatric inpatients. Sleep 1995;18:463–9. 49. Kader GA, Griffin PT. Reevaluation of the phenomena of the first night effect. Sleep 1983;6(1):67–71. 50. Ballenger JC, Davidson JR, Lecrubier Y, Nutt DJ, Baldwin DS, den Boer JA, and others. Consensus statement on panic disorder from the International Consensus Group on Depression and Anxiety. J Clin Psychiatry 1998;59(Suppl 8):47–54. Author(s)Manuscript received October 2002, revised, and accepted February 2003. 1. Associate Professor of Psychiatry, Department of Psychiatry, University of Toronto, Toronto, Ontario. 2. Fellow, Division of Cardiology, St Michael’s Hospital, Toronto, Ontario. 3. Professor of Psychiatry, Department of Psychiatry, University of Toronto, Toronto, Ontario. 4. Professor of Medicine, University of Toronto, Division of Cardiology, St Michael’s Hospital, Toronto, Ontario. 5. Professor of Psychiatry, Department of Psychiatry, Department of Ophthalmology, University of Toronto, Toronto, Ontario. 6. Associate Professor of Medicine, University of Toronto, Division of Cardiology, St Michael’s Hospital, Toronto, Ontario. Address for correspondence: Dr B Baker, Dept of Psychiatry 3D ECW, Toronto Western Hospital, 399 Bathurst St, Toronto, ON M5T 2S8 e-mail: brian.baker@utoronto.ca
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