Association des psychiatres du Canada


Guidelines Covering the Professional Conduct
for Psychiatrists in the Canadian Penitentiary Services

Prepared by the Task Force on Ethical Considerations

Required Medical Procedures

  • All inmates at reception and at least annually are entitled to undergo a psychiatric examination, including a complete assessment of the state of his mental and emotional health.
  • Inmates may be required to provide specimens and undergo such laboratory tests and x-ray examinations that do not involve significant discomfort and are usually medically indicated.
  • Inmate-patients shall not be required, without their consent, to undergo diagnostic tests that involve significant discomfort or risk; e.g, pneumoencephalography.

Range of Services to be Provided

  • Necessary psychiatric care to be made available to inmates shall be defined as all such necessary services, the expenses of which are tax supported to all citizens of Canada.
  • Inmate-patients are entitled to quality health care by competent professionals. The choice of professionals to provide these services rests with the Medical and Health Care Services Branch of the Solicitor General, but the inmate-patient shall retain the right of choice of his psychiatrist under circumstances prescribed by the Commissioner and where feasible.
  • The financial cost of any necessary psychiatric care shall not influence the provision or extent of that care in penitentiaries, any more than for an individual free in the community.
  • Any form of generally accepted psychiatric therapy initiated prior to sentencing shall, if still indicated, be continued or completed at the inmate's request, under the health care staff of the institution. The existence of a right to continuing treatment after admission should be made known to the inmate by the medical staff.
  • The Department of the Solicitor General shall be obliged to submit any recommendations or orders of the court or its appropriate officers regarding any mental health matter of a person to be sentenced or having been sentenced by the court, to the health review board of the institution (see Recomm. #27) for evaluation as to the availability and suitability of the treatment proposed or ordered by the court.
  • To ensure continuation or completion of psychiatric treatment initiated or carried out during imprisonment, the treating professionals will, with the inmate's permission, make an effort to arrange for continuing care when required on release, parole, temporary absence, etc. This will be done in accordance with the normal professional practice of referral to a suitable colleague.
  • An inmate voluntarily seeking psychiatric care may refuse consent to any specific form of therapy.
  • Any inmate-patient who is deemed competent will have the same right to refuse any or all treatment as he would outside a prison. Any inmate-patient who refuses any procedure shall be provided with alternative care acceptable to him/her, but must so signify by a written and witnessed signature.
  • It is the duty of the health professional staff to be aware of the state of health of all inmates. The health professional staff shall take all professionally acceptable measures to maintain good emotional and mental health except that he shall not intervene without the consent of the mentally competent inmate-patient unless the situation is an emergency and the patient's life is threatened.

Confidentiality

  • Inmate-patients have the same rights to confidentiality of information obtained by health professionals in the context of a therapeutic relationship as exists in normal psychiatric practice. Selected information may be communicated to prison authorities only with the patient's permission.
  • Health professionals in the context of a therapeutic relationship shall breach confidentiality only when they must report to the proper authorities, threats or intentions which they judge likely to be carried into action that are dangerous or a threat to the safety of others.
  • Health professional staff when engaged in examination of inmates or inmate-patients for purposes of classification, parole, or for prison discipline or similar tasks shall inform the inmate of the purpose prior to the examination and shall obtain consent to the examination.

Health professionals who are or have been in a therapeutic relationship with an inmate should not act, without the patient's permission, in the above professional administrative role for that inmate.

Psychiatric Care

  • If an inmate is transferred to the regional psychiatric centre voluntarily and with his written consent, there is no need to prepare any form of committal or involuntary certificate.
  • The preparation of certificates of involuntary admission of inmates to psychiatric facilities either within or without the Department of the Solicitor General shall not be completed when they would have been admitted as voluntary patients in the community and they are not resistant to hospital care.
  • If it is necessary for the protection of himself or others, consequent upon behaviour arising because of possible mental disorder and if the inmate is unwilling to enter the regional psychiatric centre, or another psychiatric facility, then the procedure for involuntary admission recognized by the provincial government of the province in which the receiving institution is situated, will be completed.
  • Inmate-patients admitted as involuntary to a psychiatric facility, within or without the penitentiary service, shall be for the purposes only of diagnosis, observation, safe custody, determination of disposition and treatment in that facility to the extent that the provincial law permits in respect to that institution. This guideline is subject to guideline 20 below.
  • Inmate-patients who are mentally ill shall be examined as to competency to give consent to both admission to a psychiatric facility and for specific treatment. If in the opinion of the medical officer and the psychiatric consultant the patient is believed to be incompetent, the director of the institution shall be so informed.

The director will then call upon the local review board (described in detail under Recommendation 27) which shall with due dispatch, advise the Commissioner that:

  • The person is incompetent to decide for himself;
  • The person is dangerous and/or in danger without care and treatment;
  • There is no equivalent alternative;
  • The treatment is an established one recognized as likely to be effective for the condition diagnosed.
  • Where it is adjudged that appropriate isolation care is required because of medical or psychiatric illness or the protection of others arising out of the actions of such an ill prisoner, the director, only on the advice of the attending physician, shall take the necessary steps to effect such care.
  • Any prisoner at the termination of sentence who because of mental illness is considered to be dangerous to himself or others, should be dealt with in accordance with the mental health law of the province in which the facility is situated.

If the inmate-patient is in a psychiatric facility at the termination of his sentence he and his next of kin shall be fully informed of his new rights and privileges in writing.

Proposed Regulations re Research and Innovative Treatment

  • No inmate shall be asked, invited, requested, offered money to undertake, persuaded for privileges or earlier release, to take part as a subject in any clinical investigative procedure unrelated to some specific health need of the inmate.
  • Inmates may voluntarily consent to new, innovative or as not yet clearly established treatments, provided:
    • the explanation of the objectives of the procedure or the treatment is clearly explained to the inmate-patient;
    • any known risks and dangers are also explained;
    • the treatment is directed toward a clearly established abnormal health condition suffered by the inmate;
    • conditions (a) - (c) are presented in the presence of members of the review board mentioned in Recommendation 27 below, who shall concur that the conditions have been met and they are of the opinion that it is in the inmate- patient's interest to be permitted the treatment.
  • No health professional of the Canadian Penitentiary Service shall engage in any involuntary, uninformed "treatments" for "social deviancy", "criminality", or "correctional remedies".
  • No scientific study of diagnostic or therapeutic procedures shall be undertaken except under the aegis of a university- supported research project that has been cleared under the normal procedures applicable across Canada in respect to ethical clinical investigative projects.

Review Boards

  • There shall be appointed for each region one or more review boards to advise the director of each institution (where provincial review boards exist they may be utilized for these purposes).
    • To evaluate as to the availability and suitability of treatment proposed or ordered by a court (Recommendation 8 above).
    • To determine the capacity of an inmate believed to be incompetent to give or refuse consent to therapy and when incompetent, to advise the director to order the treatment that may be given (Recommendation 20 above).
    • To advise the director regarding the use of innovative and as yet unestablished treatments for any particular inmate whether he/she is competent or not (Recommendation 24 above).

Each board should consist of a minimum of three persons chosen from a panel with at least one member being a psychiatrist, one a member qualified in law and a lay member who shall be chairman (none of whom may be a member of the penitentiary staff or of a recipient psychiatric facility).